Magok Alier Akuot Majok
Regulatory Compliance
Juba
Summary
Detail-oriented Compliance Manager offering 9+ years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.
Overview
9
9
years of professional experience
Work History
Compliance Manager
Stanbic Bank
10.2014 - Current
- Reviewed documents, files, transcripts and other records to assess compliance and potential risk.
- Managed compliance efforts, reporting and audits.
- Maintained effective working relationships with regulatory authorities, suppliers and customers.
- Prepared and presented comprehensive reports to upper management and audit team, covering issues and recommendations.
- Prepared records and data for regular audits.
- Developed and delivered training programs to inform new and current employees about compliance issues.
- Conducted quarterly audits of environmental management compliance.
- Played instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls.
- Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
- Evaluated customer complaints, processes and all other aspects of operations to assess compliance.
- Defined and developed policies and procedures for consumer reporting and privacy practices.
- Delivered and tracked program training for associates and supervisors to safeguard continuing business relationships.
- Consulted with clients on best practices and served as project manager for all process improvements and regulatory initiatives.
- Verified consistency in quality planning, quality control, quality insurance and quality improvement.
- Advised division leaders of regulatory risks in business processed and provided recommendations for improvement.
- Managed full life cycle of assigned audits in alignment with departmental procedures, delivering progress as well as closing reports to senior management and clients.
- Drove optimization of regulatory risks management, control testing and process improvements.
- Collaborated with HR and IT to develop and implement code of business and ethics and anti-harassment policies and related personnel training.
- Liaised with clients to identify and target inefficiencies in areas of risks and business controls, process gaps and workflow discrepancies.
- Formulated detailed recommendations based on audit findings to support annual planning and definition of goals.
- Supported marketing team in review and submission of regulatory articles and newsletters.
- Collaborated with contract team to review client contracts and facilitate personnel compliance training.
- Backed data security and information privacy efforts.
- Kept new and modified products and services in conformance with security and compliance regulations.
- Performed regular compliance reviews and audits, identifying non-compliance issues.
- Addressed compliance issues by developing and implementing corrective action plans.
- Implemented effective compliance policies and procedures to meet regulatory requirements.
- Analyzed and identified risk areas to determine compliance with applicable laws and regulations.
- Established and monitored compliance procedures to provide consistent implementation across departments.
- Investigated potential compliance violations and reported findings to senior management.
- Developed compliance training initiatives and materials, educating staff on regulations.
- Kept up to date on compliance trends and rulings using meticulous research and study.
- Devised and maintained compliance recordkeeping processes to support initiatives.
Legal and Compliance Manager
Stanbic Bank
01.2016 - 12.2020
- Reviewed documents, files, transcripts, contracts, and letters to assess legal and compliance and potential risk.
- Managed legal and compliance efforts, reporting and audits.
- Maintained effective working relationships with regulatory authorities, suppliers and customers.
- Developed and delivered training programs to inform new and current employees about legal and compliance issues.
- Provided quality/effective advisories to senior management on aspects of legal and regulatory compliance.
- Acted as a liaison between business and corporate functions to ensure effective and efficient clients service.
- Engaged regulatory authorities on legal and regulatory compliance for effective management of legal and compliance issues.
- Provided quality management reports on legal and regulatory compliance.
Education
Bachelor Of Laws - LLB - Bachelor of Laws
Dr. John Garang Memorial University of Science & T
Bor, South Sudan Master Of Laws (LLM) - LLM Generic
University of Sussex
Brighton, England, UK09.2014
Skills
- Documentation Compliance
- Employees Safety Compliance
- Record keeping program
- Advisories to business and corporate functions on compliance risk framework
Accomplishments
- Established the Compliance function by developing the Compliance Risk Management Plans (CRMP) in order to mitigate compliance risks with accuracy and efficiency.
- Supervised team of 4 staff members.
- Maintained effective regulatory compliance landscape for proper management of legal and compliance issues.
Languages
Dinka
Bilingual or Proficient (C2)
English
Advanced (C1)
Juba Arabic
Intermediate (B1)
Timeline
Legal and Compliance Manager
Stanbic Bank
01.2016 - 12.2020
Compliance Manager
Stanbic Bank
10.2014 - Current
Bachelor Of Laws - LLB - Bachelor of Laws
Dr. John Garang Memorial University of Science & T
Master Of Laws (LLM) - LLM Generic
University of Sussex
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